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   7 Network Working Group                                         P. Deutsch
   8 Request for Comments: 1950                           Aladdin Enterprises
   9 Category: Informational                                      J-L. Gailly
  10                                                                 Info-ZIP
  11                                                                 May 1996
  12 
  13 
  14          ZLIB Compressed Data Format Specification version 3.3
  15 
  16 Status of This Memo
  17 
  18    This memo provides information for the Internet community.  This memo
  19    does not specify an Internet standard of any kind.  Distribution of
  20    this memo is unlimited.
  21 
  22 IESG Note:
  23 
  24    The IESG takes no position on the validity of any Intellectual
  25    Property Rights statements contained in this document.
  26 
  27 Notices
  28 
  29    Copyright (c) 1996 L. Peter Deutsch and Jean-Loup Gailly
  30 
  31    Permission is granted to copy and distribute this document for any
  32    purpose and without charge, including translations into other
  33    languages and incorporation into compilations, provided that the
  34    copyright notice and this notice are preserved, and that any
  35    substantive changes or deletions from the original are clearly
  36    marked.
  37 
  38    A pointer to the latest version of this and related documentation in
  39    HTML format can be found at the URL
  40    <ftp://ftp.uu.net/graphics/png/documents/zlib/zdoc-index.html>.
  41 
  42 Abstract
  43 
  44    This specification defines a lossless compressed data format.  The
  45    data can be produced or consumed, even for an arbitrarily long
  46    sequentially presented input data stream, using only an a priori
  47    bounded amount of intermediate storage.  The format presently uses
  48    the DEFLATE compression method but can be easily extended to use
  49    other compression methods.  It can be implemented readily in a manner
  50    not covered by patents.  This specification also defines the ADLER-32
  51    checksum (an extension and improvement of the Fletcher checksum),
  52    used for detection of data corruption, and provides an algorithm for
  53    computing it.
  54 
  55 
  56 
  57 
  58 Deutsch & Gailly             Informational                      [Page 1]
  59 
  60 RFC 1950       ZLIB Compressed Data Format Specification        May 1996
  61 
  62 
  63 Table of Contents
  64 
  65    1. Introduction ................................................... 2
  66       1.1. Purpose ................................................... 2
  67       1.2. Intended audience ......................................... 3
  68       1.3. Scope ..................................................... 3
  69       1.4. Compliance ................................................ 3
  70       1.5.  Definitions of terms and conventions used ................ 3
  71       1.6. Changes from previous versions ............................ 3
  72    2. Detailed specification ......................................... 3
  73       2.1. Overall conventions ....................................... 3
  74       2.2. Data format ............................................... 4
  75       2.3. Compliance ................................................ 7
  76    3. References ..................................................... 7
  77    4. Source code .................................................... 8
  78    5. Security Considerations ........................................ 8
  79    6. Acknowledgements ............................................... 8
  80    7. Authors' Addresses ............................................. 8
  81    8. Appendix: Rationale ............................................ 9
  82    9. Appendix: Sample code ..........................................10
  83 
  84 1. Introduction
  85 
  86    1.1. Purpose
  87 
  88       The purpose of this specification is to define a lossless
  89       compressed data format that:
  90 
  91           * Is independent of CPU type, operating system, file system,
  92             and character set, and hence can be used for interchange;
  93 
  94           * Can be produced or consumed, even for an arbitrarily long
  95             sequentially presented input data stream, using only an a
  96             priori bounded amount of intermediate storage, and hence can
  97             be used in data communications or similar structures such as
  98             Unix filters;
  99 
 100           * Can use a number of different compression methods;
 101 
 102           * Can be implemented readily in a manner not covered by
 103             patents, and hence can be practiced freely.
 104 
 105       The data format defined by this specification does not attempt to
 106       allow random access to compressed data.
 107 
 108 
 109 
 110 
 111 
 112 
 113 
 114 Deutsch & Gailly             Informational                      [Page 2]
 115 
 116 RFC 1950       ZLIB Compressed Data Format Specification        May 1996
 117 
 118 
 119    1.2. Intended audience
 120 
 121       This specification is intended for use by implementors of software
 122       to compress data into zlib format and/or decompress data from zlib
 123       format.
 124 
 125       The text of the specification assumes a basic background in
 126       programming at the level of bits and other primitive data
 127       representations.
 128 
 129    1.3. Scope
 130 
 131       The specification specifies a compressed data format that can be
 132       used for in-memory compression of a sequence of arbitrary bytes.
 133 
 134    1.4. Compliance
 135 
 136       Unless otherwise indicated below, a compliant decompressor must be
 137       able to accept and decompress any data set that conforms to all
 138       the specifications presented here; a compliant compressor must
 139       produce data sets that conform to all the specifications presented
 140       here.
 141 
 142    1.5.  Definitions of terms and conventions used
 143 
 144       byte: 8 bits stored or transmitted as a unit (same as an octet).
 145       (For this specification, a byte is exactly 8 bits, even on
 146       machines which store a character on a number of bits different
 147       from 8.) See below, for the numbering of bits within a byte.
 148 
 149    1.6. Changes from previous versions
 150 
 151       Version 3.1 was the first public release of this specification.
 152       In version 3.2, some terminology was changed and the Adler-32
 153       sample code was rewritten for clarity.  In version 3.3, the
 154       support for a preset dictionary was introduced, and the
 155       specification was converted to RFC style.
 156 
 157 2. Detailed specification
 158 
 159    2.1. Overall conventions
 160 
 161       In the diagrams below, a box like this:
 162 
 163          +---+
 164          |   | <-- the vertical bars might be missing
 165          +---+
 166 
 167 
 168 
 169 
 170 Deutsch & Gailly             Informational                      [Page 3]
 171 
 172 RFC 1950       ZLIB Compressed Data Format Specification        May 1996
 173 
 174 
 175       represents one byte; a box like this:
 176 
 177          +==============+
 178          |              |
 179          +==============+
 180 
 181       represents a variable number of bytes.
 182 
 183       Bytes stored within a computer do not have a "bit order", since
 184       they are always treated as a unit.  However, a byte considered as
 185       an integer between 0 and 255 does have a most- and least-
 186       significant bit, and since we write numbers with the most-
 187       significant digit on the left, we also write bytes with the most-
 188       significant bit on the left.  In the diagrams below, we number the
 189       bits of a byte so that bit 0 is the least-significant bit, i.e.,
 190       the bits are numbered:
 191 
 192          +--------+
 193          |76543210|
 194          +--------+
 195 
 196       Within a computer, a number may occupy multiple bytes.  All
 197       multi-byte numbers in the format described here are stored with
 198       the MOST-significant byte first (at the lower memory address).
 199       For example, the decimal number 520 is stored as:
 200 
 201              0     1
 202          +--------+--------+
 203          |00000010|00001000|
 204          +--------+--------+
 205           ^        ^
 206           |        |
 207           |        + less significant byte = 8
 208           + more significant byte = 2 x 256
 209 
 210    2.2. Data format
 211 
 212       A zlib stream has the following structure:
 213 
 214            0   1
 215          +---+---+
 216          |CMF|FLG|   (more-->)
 217          +---+---+
 218 
 219 
 220 
 221 
 222 
 223 
 224 
 225 
 226 Deutsch & Gailly             Informational                      [Page 4]
 227 
 228 RFC 1950       ZLIB Compressed Data Format Specification        May 1996
 229 
 230 
 231       (if FLG.FDICT set)
 232 
 233            0   1   2   3
 234          +---+---+---+---+
 235          |     DICTID    |   (more-->)
 236          +---+---+---+---+
 237 
 238          +=====================+---+---+---+---+
 239          |...compressed data...|    ADLER32    |
 240          +=====================+---+---+---+---+
 241 
 242       Any data which may appear after ADLER32 are not part of the zlib
 243       stream.
 244 
 245       CMF (Compression Method and flags)
 246          This byte is divided into a 4-bit compression method and a 4-
 247          bit information field depending on the compression method.
 248 
 249             bits 0 to 3  CM     Compression method
 250             bits 4 to 7  CINFO  Compression info
 251 
 252       CM (Compression method)
 253          This identifies the compression method used in the file. CM = 8
 254          denotes the "deflate" compression method with a window size up
 255          to 32K.  This is the method used by gzip and PNG (see
 256          references [1] and [2] in Chapter 3, below, for the reference
 257          documents).  CM = 15 is reserved.  It might be used in a future
 258          version of this specification to indicate the presence of an
 259          extra field before the compressed data.
 260 
 261       CINFO (Compression info)
 262          For CM = 8, CINFO is the base-2 logarithm of the LZ77 window
 263          size, minus eight (CINFO=7 indicates a 32K window size). Values
 264          of CINFO above 7 are not allowed in this version of the
 265          specification.  CINFO is not defined in this specification for
 266          CM not equal to 8.
 267 
 268       FLG (FLaGs)
 269          This flag byte is divided as follows:
 270 
 271             bits 0 to 4  FCHECK  (check bits for CMF and FLG)
 272             bit  5       FDICT   (preset dictionary)
 273             bits 6 to 7  FLEVEL  (compression level)
 274 
 275          The FCHECK value must be such that CMF and FLG, when viewed as
 276          a 16-bit unsigned integer stored in MSB order (CMF*256 + FLG),
 277          is a multiple of 31.
 278 
 279 
 280 
 281 
 282 Deutsch & Gailly             Informational                      [Page 5]
 283 
 284 RFC 1950       ZLIB Compressed Data Format Specification        May 1996
 285 
 286 
 287       FDICT (Preset dictionary)
 288          If FDICT is set, a DICT dictionary identifier is present
 289          immediately after the FLG byte. The dictionary is a sequence of
 290          bytes which are initially fed to the compressor without
 291          producing any compressed output. DICT is the Adler-32 checksum
 292          of this sequence of bytes (see the definition of ADLER32
 293          below).  The decompressor can use this identifier to determine
 294          which dictionary has been used by the compressor.
 295 
 296       FLEVEL (Compression level)
 297          These flags are available for use by specific compression
 298          methods.  The "deflate" method (CM = 8) sets these flags as
 299          follows:
 300 
 301             0 - compressor used fastest algorithm
 302             1 - compressor used fast algorithm
 303             2 - compressor used default algorithm
 304             3 - compressor used maximum compression, slowest algorithm
 305 
 306          The information in FLEVEL is not needed for decompression; it
 307          is there to indicate if recompression might be worthwhile.
 308 
 309       compressed data
 310          For compression method 8, the compressed data is stored in the
 311          deflate compressed data format as described in the document
 312          "DEFLATE Compressed Data Format Specification" by L. Peter
 313          Deutsch. (See reference [3] in Chapter 3, below)
 314 
 315          Other compressed data formats are not specified in this version
 316          of the zlib specification.
 317 
 318       ADLER32 (Adler-32 checksum)
 319          This contains a checksum value of the uncompressed data
 320          (excluding any dictionary data) computed according to Adler-32
 321          algorithm. This algorithm is a 32-bit extension and improvement
 322          of the Fletcher algorithm, used in the ITU-T X.224 / ISO 8073
 323          standard. See references [4] and [5] in Chapter 3, below)
 324 
 325          Adler-32 is composed of two sums accumulated per byte: s1 is
 326          the sum of all bytes, s2 is the sum of all s1 values. Both sums
 327          are done modulo 65521. s1 is initialized to 1, s2 to zero.  The
 328          Adler-32 checksum is stored as s2*65536 + s1 in most-
 329          significant-byte first (network) order.
 330 
 331 
 332 
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 337 
 338 Deutsch & Gailly             Informational                      [Page 6]
 339 
 340 RFC 1950       ZLIB Compressed Data Format Specification        May 1996
 341 
 342 
 343    2.3. Compliance
 344 
 345       A compliant compressor must produce streams with correct CMF, FLG
 346       and ADLER32, but need not support preset dictionaries.  When the
 347       zlib data format is used as part of another standard data format,
 348       the compressor may use only preset dictionaries that are specified
 349       by this other data format.  If this other format does not use the
 350       preset dictionary feature, the compressor must not set the FDICT
 351       flag.
 352 
 353       A compliant decompressor must check CMF, FLG, and ADLER32, and
 354       provide an error indication if any of these have incorrect values.
 355       A compliant decompressor must give an error indication if CM is
 356       not one of the values defined in this specification (only the
 357       value 8 is permitted in this version), since another value could
 358       indicate the presence of new features that would cause subsequent
 359       data to be interpreted incorrectly.  A compliant decompressor must
 360       give an error indication if FDICT is set and DICTID is not the
 361       identifier of a known preset dictionary.  A decompressor may
 362       ignore FLEVEL and still be compliant.  When the zlib data format
 363       is being used as a part of another standard format, a compliant
 364       decompressor must support all the preset dictionaries specified by
 365       the other format. When the other format does not use the preset
 366       dictionary feature, a compliant decompressor must reject any
 367       stream in which the FDICT flag is set.
 368 
 369 3. References
 370 
 371    [1] Deutsch, L.P.,"GZIP Compressed Data Format Specification",
 372        available in ftp://ftp.uu.net/pub/archiving/zip/doc/
 373 
 374    [2] Thomas Boutell, "PNG (Portable Network Graphics) specification",
 375        available in ftp://ftp.uu.net/graphics/png/documents/
 376 
 377    [3] Deutsch, L.P.,"DEFLATE Compressed Data Format Specification",
 378        available in ftp://ftp.uu.net/pub/archiving/zip/doc/
 379 
 380    [4] Fletcher, J. G., "An Arithmetic Checksum for Serial
 381        Transmissions," IEEE Transactions on Communications, Vol. COM-30,
 382        No. 1, January 1982, pp. 247-252.
 383 
 384    [5] ITU-T Recommendation X.224, Annex D, "Checksum Algorithms,"
 385        November, 1993, pp. 144, 145. (Available from
 386        gopher://info.itu.ch). ITU-T X.244 is also the same as ISO 8073.
 387 
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 393 
 394 Deutsch & Gailly             Informational                      [Page 7]
 395 
 396 RFC 1950       ZLIB Compressed Data Format Specification        May 1996
 397 
 398 
 399 4. Source code
 400 
 401    Source code for a C language implementation of a "zlib" compliant
 402    library is available at ftp://ftp.uu.net/pub/archiving/zip/zlib/.
 403 
 404 5. Security Considerations
 405 
 406    A decoder that fails to check the ADLER32 checksum value may be
 407    subject to undetected data corruption.
 408 
 409 6. Acknowledgements
 410 
 411    Trademarks cited in this document are the property of their
 412    respective owners.
 413 
 414    Jean-Loup Gailly and Mark Adler designed the zlib format and wrote
 415    the related software described in this specification.  Glenn
 416    Randers-Pehrson converted this document to RFC and HTML format.
 417 
 418 7. Authors' Addresses
 419 
 420    L. Peter Deutsch
 421    Aladdin Enterprises
 422    203 Santa Margarita Ave.
 423    Menlo Park, CA 94025
 424 
 425    Phone: (415) 322-0103 (AM only)
 426    FAX:   (415) 322-1734
 427    EMail: <ghost@aladdin.com>
 428 
 429 
 430    Jean-Loup Gailly
 431 
 432    EMail: <gzip@prep.ai.mit.edu>
 433 
 434    Questions about the technical content of this specification can be
 435    sent by email to
 436 
 437    Jean-Loup Gailly <gzip@prep.ai.mit.edu> and
 438    Mark Adler <madler@alumni.caltech.edu>
 439 
 440    Editorial comments on this specification can be sent by email to
 441 
 442    L. Peter Deutsch <ghost@aladdin.com> and
 443    Glenn Randers-Pehrson <randeg@alumni.rpi.edu>
 444 
 445 
 446 
 447 
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 449 
 450 Deutsch & Gailly             Informational                      [Page 8]
 451 
 452 RFC 1950       ZLIB Compressed Data Format Specification        May 1996
 453 
 454 
 455 8. Appendix: Rationale
 456 
 457    8.1. Preset dictionaries
 458 
 459       A preset dictionary is specially useful to compress short input
 460       sequences. The compressor can take advantage of the dictionary
 461       context to encode the input in a more compact manner. The
 462       decompressor can be initialized with the appropriate context by
 463       virtually decompressing a compressed version of the dictionary
 464       without producing any output. However for certain compression
 465       algorithms such as the deflate algorithm this operation can be
 466       achieved without actually performing any decompression.
 467 
 468       The compressor and the decompressor must use exactly the same
 469       dictionary. The dictionary may be fixed or may be chosen among a
 470       certain number of predefined dictionaries, according to the kind
 471       of input data. The decompressor can determine which dictionary has
 472       been chosen by the compressor by checking the dictionary
 473       identifier. This document does not specify the contents of
 474       predefined dictionaries, since the optimal dictionaries are
 475       application specific. Standard data formats using this feature of
 476       the zlib specification must precisely define the allowed
 477       dictionaries.
 478 
 479    8.2. The Adler-32 algorithm
 480 
 481       The Adler-32 algorithm is much faster than the CRC32 algorithm yet
 482       still provides an extremely low probability of undetected errors.
 483 
 484       The modulo on unsigned long accumulators can be delayed for 5552
 485       bytes, so the modulo operation time is negligible.  If the bytes
 486       are a, b, c, the second sum is 3a + 2b + c + 3, and so is position
 487       and order sensitive, unlike the first sum, which is just a
 488       checksum.  That 65521 is prime is important to avoid a possible
 489       large class of two-byte errors that leave the check unchanged.
 490       (The Fletcher checksum uses 255, which is not prime and which also
 491       makes the Fletcher check insensitive to single byte changes 0 <->
 492       255.)
 493 
 494       The sum s1 is initialized to 1 instead of zero to make the length
 495       of the sequence part of s2, so that the length does not have to be
 496       checked separately. (Any sequence of zeroes has a Fletcher
 497       checksum of zero.)
 498 
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 505 
 506 Deutsch & Gailly             Informational                      [Page 9]
 507 
 508 RFC 1950       ZLIB Compressed Data Format Specification        May 1996
 509 
 510 
 511 9. Appendix: Sample code
 512 
 513    The following C code computes the Adler-32 checksum of a data buffer.
 514    It is written for clarity, not for speed.  The sample code is in the
 515    ANSI C programming language. Non C users may find it easier to read
 516    with these hints:
 517 
 518       &      Bitwise AND operator.
 519       >>     Bitwise right shift operator. When applied to an
 520              unsigned quantity, as here, right shift inserts zero bit(s)
 521              at the left.
 522       <<     Bitwise left shift operator. Left shift inserts zero
 523              bit(s) at the right.
 524       ++     "n++" increments the variable n.
 525       %      modulo operator: a % b is the remainder of a divided by b.
 526 
 527       #define BASE 65521 /* largest prime smaller than 65536 */
 528 
 529       /*
 530          Update a running Adler-32 checksum with the bytes buf[0..len-1]
 531        and return the updated checksum. The Adler-32 checksum should be
 532        initialized to 1.
 533 
 534        Usage example:
 535 
 536          unsigned long adler = 1L;
 537 
 538          while (read_buffer(buffer, length) != EOF) {
 539            adler = update_adler32(adler, buffer, length);
 540          }
 541          if (adler != original_adler) error();
 542       */
 543       unsigned long update_adler32(unsigned long adler,
 544          unsigned char *buf, int len)
 545       {
 546         unsigned long s1 = adler & 0xffff;
 547         unsigned long s2 = (adler >> 16) & 0xffff;
 548         int n;
 549 
 550         for (n = 0; n < len; n++) {
 551           s1 = (s1 + buf[n]) % BASE;
 552           s2 = (s2 + s1)     % BASE;
 553         }
 554         return (s2 << 16) + s1;
 555       }
 556 
 557       /* Return the adler32 of the bytes buf[0..len-1] */
 558 
 559 
 560 
 561 
 562 Deutsch & Gailly             Informational                     [Page 10]
 563 
 564 RFC 1950       ZLIB Compressed Data Format Specification        May 1996
 565 
 566 
 567       unsigned long adler32(unsigned char *buf, int len)
 568       {
 569         return update_adler32(1L, buf, len);
 570       }
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